Our Process
Our Process
INTRODUCTION MEETING
This is where we get to know more about you and you get to know more about us, our team, and services.
PROPOSAL MEETING
This is where we show you our proposal of investment strategies and recommendations in the most tax efficient way.
FINAL QUESTIONS & FORMS SIGNING MEETING
This is where we will sign all the necessary forms and answer any final questions that you might have.
ANNUAL REVIEW MEETING
This is where we review your investment accounts for the past year and discuss any changes going forward.
We are not a one-size fits all wealth management firm. We always listen to you and customize you a personal tailored financial strategy that you can understand.

WE BELIEVE YOU WILL LIKE US IF:
- You are looking for someone to guide and educate you with your investments
- You are looking for someone that listens intently to your financial goals
- You are looking for active management on your account rather than passive
- You understand that we cannot control or time the market
- You understand that the market goes up and down
- You understand that we do not trade based on emotions
- You understand that we are not day traders
- You desire honesty, transparency, and integrity
OUR PLEDGE TO YOU IS:
- We will ALWAYS listen intently to your concerns and financial goals
- We will ALWAYS strive to make our recommendations as clear as possible
- We will ALWAYS give you FIVE STAR service
- We will ALWAYS be accessible by phone after hours and weekends
- We will ALWAYS put your best interest FIRST in all that we do
For us to learn more about you, please bring the following items to our introductory meeting.
PERSONAL ITEMS
- your most current investment statements such as (401k, 403b,401a, 457, IRA, Roth IRA, etc...)
- your CD's value and information
- your last months checking and savings information
- your fixed and variable annuity contract statements
- your short term and long-term care insurance policies
- your life insurance policies or annual statements
- Values of personal assets as such as other real estate and properties owned
- Copy of last years tax returns
BUSINESS ITEMS
- Buy Sell Arrangements
- Retirement Plan Documents
- Business Key Man Insurance Policies
- Brokerage Accounts
- Current P & L Statements and Balance Sheet
- Last years Business Tax Returns