Broker Check

What To Bring

For us to learn more about you, please bring the following items to our office for your first introductory meeting.


  • your most recent investment statements (401k, 403b, 401a, 457, IRA, and Roth IRA)
  • your CD'S values and interest rates
  • your checking, money market, and savings balances
  • your fixed and variable annuity statements
  • your life insurance policies or annual statements
  • your short term and long term care policies
  • Values of other assets such as real estate owned
  • last years tax returns 


  • Buy Sell Arrangements
  • Business Key Man life polices 
  • Retirement Plan documents
  • Brokerage account statements
  • Current profit and loss statement
  • Balance Sheet